Terms for subject Securities containing 或"

Chinese	English
上流或跨流担保	upstream or cross-stream guaranty
不可销售或转让的	inalienable
专门证券或期货合同	specified security or futures contract
严査虚报或谎报	suppress misstate
买人或售出的证券	acquire or dispose security
了结债权产权或赔偿要求	settle a claim
交易所成员或席位	membership or a seat on the exchange
以资产或成本为基础的收购	assets or cost basis acquisitions
任何或所有的投标	any-or-all bid
任意或全部要约不定购股最大数量的要约,在要约规定未满足前不买人任何股票	any-or-all offer
伞形融资或后备融资一种亚洲开发银行的联合融资方式	umbrella or standby financing
传统或常规项目	conventional project
伦敦银行同业拆人或储蓄利率	London interbank bid or deposit rate
伪造或欺骗性指示	forged or fraudulent instruction
伪造文件或票据	forgery
信托或代理条款	trust or commission provisions
偿债债券或调换债券的发行	refunding bonds issue
偿还或召回	redemption or call
允许亏损企业兼并或破产	allow money-losing enterprise to merger or go bankrupt
全部或全不	all or none
全部或全不指令	all or none order
全部或放弃	all or none
全部或放弃发行	all or none offering
全部或部分承销	all or any part
全部执行或立即取消指令	fill or kill
全部承销或放弃承销	all or none underwriting
公司管理人或公司的和解契约	deed of company arrangement
凭票即付的汇票或本票	money order payable to bearer
分期付款或收款	series of payment or receipt
分离或独立的子公司	spinoff subsidiary
卖掉证券组合中的一部分股票或债券	lighten up
取得或处分资产	acquisition and disposition of assets
受益人知晓或同意	knowledge and consent of beneficiary
可以接受的利率或汇率	acceptable rate
可转让证明书或文件	negotiable certificate or document
合并或收购股票	merger or stock acquisition
回报或折扣股本期权	return or discount equity options
坏账或呆账	bad or doubtful debt
头或底	top or bottom
委托或集资股票	escrowed or pooled shares
威廉超买或超卖指标WMS%R威廉指标应用摆动原理，测量摆动循环内的高低点，分析股市人气是否处于超买或超卖状态供交易者参考	Williams overbrought /oversold index
存放记录或文件地点的适宜性	suitability of premises for keeping records or documents
实际的收益或亏损	realized gain or loss
对接收或持有客户资产的限制	restriction on receiving or holding of client assets
峰态或肥尾	leptokurtosis or fat tail (证券市场收益率非正态分布的一种状态)
已无利用价值的人或物	squeezed orange
延长或增加抵押贷款	refunding mortgage
开盘或收盘市场	market at open or close
息率或利率波动波幅	band
息率或利率范围	band
成交或取消委托	fill or kill
成本或低于成本的原则	cost-or-less principle
或小于5%规则	five-percent rule 5% (美国全国券商协会对于会员证券商收取佣金制定的规则)
或有价值权	contingent value right
或有债务	contingent liability
或有债权	contingent debt
或有免疫一种债券投资法，当投资组合降到最低收益，便可用此投资法保住最低收益	contingent immunization
或有共同放款人	contingent co-lender
或有准备	reserve for contingency
或有准备金账户	contingency account
或有及预期债务	contingent and prospective liability
或有因素	contingent consideration
或有委托	contingent order
或有投票权	contingent voting right
或有指令	if come order
或有损失	contingent loss
或有支付	contingent payment
或有支付拨款	contingency allocation
或有支付权	contingency authority
或有期权费期权在期权合约还有价值的情况下支付期权费	contingent premium option
或有状态银行监管	state-contingent bank regulation
或有累计投票	contingent cumulative voting
或有股份	contingent share
或有股利	probable dividend
或有补助	contingency allowance
或有订单	contingent order
或有费	contingent fees
或有资产和负债	contingent assets and liabilities
或有资本	contingent capital
或有转换	contingent conversion
执行或取消指令	fill-or-kill order
披露或缺席规则	disclose or abstain rule
披露既往未披露的事情或账目	open the kimono
拍板或击锤卖出货物	knock down
持照或豁免	licensed or exempt
按约定价或更好价格	at or better
按高于法定或正常贴现利率买人的票据	shaving a note
掌管股东股息支付或股东权益的机构	disbursing agent
提供虚假或误导性信息	provision of false or misleading information
提前或延后	leading and lagging (收付)
提前或推迟	leads and lags
提前达成的协议或谅解	antecedent agreement or understanding
撤回、取代或更改禁令或规定	substitution or variation of prohibitions or requirements withdrawal
收人或盈余分配	appropriation of income or surplus
收益或有支付	earnout contingency payments
故意或疏忽行为股市上	wilful or negligent act
日本政府或公司发行的债券	yen bond
是或非选择	yes or no decision
暂停或吊销个人牌照	suspension or revocation of a person's licence
有保护的或对冲期权策略	covered or hedge options strategy
有保护的或无风险的认购期权承购人	covered call writer
有关投资经营或行情的内部消息	tip
有卖无买或卖多于买的市场情况	sellers over
未偿或有债务	outstanding contingent liability
欺诈或不诚实行为	fraudulent or dishonest act
欺诈或误导企图	fraudulent or misleading intent
正式或有负债	formal contingent liability
每股收益的减少或稀释	reduced EPS
注册的经营范围或业务范围	registered scope of business
涉嫌犯罪或不良行为	suspected crimes or misconduct
混合投资或混合证券	hybrid investment
激励或高质量股票期权	incentive or qualified stock options
现期或即期转让权	ready transferability
现金或延期安排	cash or deferred arrangement
现金或无价值认沽期权	cash-or-nothing put
现金或无价值认购期权	cash-or-nothing call
交易中用作掩护的人或物	straw man
用实物或服务支付	payment in kind
相抵后的净值或余额	on balance
确认的收益或亏损	recognized gain or loss
禁止令或规定的执行	imposition of prohibition or requirement
税前收益或利润	pretax earnings or profits
税后实际回报率或收益率	after-tax real rate of return
立即执行或撤销	immediate-or-cancel
立即认购或撤销认购指令	immediate or cancel order
签章使合同或文件生效	execute
证券交易所 置放证券或股票报价板的房间	broker's counter
股份或债券计划性要约	programme offer of shares or debentures
股利纳税扣除或减免	dividend credit
自己一方的担保或偿还	self-side coverage
获取或增加的利润	profit secured or increased
虚假或误导性的表述	false or misleading representations
被压榨干净的人或物	squeezed orange
解除抛补或对冲	undoing cover or hedge
证券盈余或损	security gain or loss
财政偏爱或优先权	financial preference
账面利润或亏损	book profit or loss
账面利润或损失	paper profit or loss
资产或负债的外存	garage
资本集中或分散	centralization or decentralization of capital
超出面值或申报价值的实缴资本	paid-in capital in excess of par or stated value
足额成交或取消	fiU or kill
跟或不跟销售指令	with or without a sale order
适当的利率或汇率	acceptable rate
选择转人下期或选择成本计人方式	choosing between carryover and cost basis
遏止证券市场上各种揣测或谣传	contain the speculation or rumour in securities market
部分或全部报价购买出售的股份的投标	any-or-all bid
部分或全部报价	any-or-all offer
重组或改制后上市的企业	firm reorganized or restructured listing on stock market
铃声或钟声交易所开市、闭市时作为信号的铃声或钟声	bell
银行或信托公司负责财务的高级职员	cashier
错误或遗漏除外	errors and omissions excepted (E&OE)
附属或联属集团	affiliated group
附带保留意见及/或说明段落的审计师报告	auditors' reports with "qualified opinion" and/or explanatory paragraph
限价或市价收盘委托	limit or market on the close order
限价或市价收盘订单	limit or market on the close order
隔代转移过户或信托	generation-skipping transfer or trust