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Terms for subject Securities containing | all forms
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一个会计期全部会计程序bookkeeping cycle
一举两得效果twofer
一体化参与方式consolidation players
一元以下股票penny stock
一劳永逸机构改革once for all institutional reform
一夜之间就破产银行bank going bust overnight
一天内最低点intraday low
一揽子one-off
一揽子规则效应effect of basket rules
一次性解决one-off
一次性强制转换买人/卖出期权one-time mandatory call/put options
一次性总付款方法lump sum method
一等first-tier
一等投资品的质量first-rate
一类first-tier
一级first-tier (股票)
一致homogeneous
一致同意利率consensus rate
一致同意模式consensus model
一致行动各方concerted parties
一般性建议general advice
一般授权有效期life of a general mandate
一蹶不振股市sluggish share market
三角中性三角避险的结果delta neutral
三角零值delta neutral
企业价值value of enterprise
企业持续性continuity of enterprise
企业经济价值economic value of a firm
企业一旦破产时偿债顺序问题seniority in event of insolvency or bankruptcy
企业之间垂直联合合并vertical combination merger
企业价值与息税和折旧前收益之比enterprise value/earning before interest tax, depreciation
企业倒闭后债务清偿次序order of distribution of debt in bankruptcy
企业对企业及企业对消费者电子商务模式联合体business to business, business to consumer
企业治理常规披露情况报告Report on Corporate Governance Practices Disclosures
企业流出自由现金流free cash flow from firm
企业盈利和宏观经济都不温不火经济形势goldilocks scenario
企业规模内部性增长internal expansion of enterprise scale
企业间借款结余intercompany balance
企图卷款逃走公司fly-by-night
企图解散托拉斯指根据反托拉斯法令对托拉斯起诉的美国联邦政府官员trustbuster
分为五个级别评级V-ratings
分享升值收益抵押贷款shared appreciation mortgage
分享升值收益条款shared appreciation provision
分享担保权利shared rights over collateral
分前后次序股票期权tandem stock option
分割市场segmented market
分割部分share ceded
分包承销承诺sub-underwriting commitment
分担财产contributing property
分担痛苦重组shared-pain restructuring
分担责任contributory
分担风险财产property-for-share venture
分拆成两个以上公司公司company splitted up into two or more companies
分摊成本absorbed cost
分散diversified
分散顾客separate client
分散化投资基金diversified fund
分散化投资组合diversified investment portfolio
分期付款延期毛利deferred gross profit on installment
分期偿还抵押贷款amortized mortgage loan
分期执行订单front-ending an order
分期摊还贷款amortized loans
分期摊还贷款amortized loan
分期支付总利润deferred gross profit on installment
分期赎回抵押instalment mortgage
分期还款清算liquidation in installments
分离或独立子公司spinoff subsidiary
分类账上资产ledger asset
分股利股东holder of record
分配利润appropriated profits
分配成本distributive cost
分配权益distributing entitlement
分配资产distributed assets
匀利证券antidilutive
包容comprehensive
包括子公司损益联合账目consolidated profit and loss account
包罗万象特征eclectic nature
各方法律顾问counsel to parties
合伙企业清算人receiver for partnership
合伙资金partnership money
合伙人共有财产partnership-owned properties
合同contracting
合同主要参与者principal to the contract
合同签署前信息披露precontractual disclosure
合同限制及需报告持仓量contract limit and reportable open position
合并债务consolidated debts
合并益处advantages of a merger
合并资产负债表aggregate assets and liabilities
合并公司特点combining companies' attribute
合并后协同作用merger synergy
合并后后续公司absorbing company
合并后回报consolidated return
合并增效作用产生价值value of synergy
合并财务报表原则combined reporting principle
合格回购工具instruments eligible for repo
合格最低报价投标lowest conforming tender
合格标准交易设施up to standard trading facility
合格票据approved bill
合格银行承兑汇票eligible bank's acceptance bill
合格、合法股息eligible dividend
合法拒付、拒绝承兑汇票的证书authenticated protest
合法持有财产titular possession
合理coherent
合理市场价格sound market value
合理市场规则rationalized market regulation
合理相等价值reasonably equivalent value
合理资产定价reasonable asset pricing
合理化市场监管规则rationalized market regulation
合约对冲offsetting contract
合约开放阶段open phase of contract
合约约定关系contractual nexus
合规免税股利qualifying dividend
合规股息qualifying dividend
合规上错误compliance error
合规经营意识consciousness of regulation-observing operation
合资企业中多数股权控制majority control in joint venture
合适图示fit chart
圆满完成交易条件conditions to consummate transaction
处于困境银行troubled bank
处于衰退时期公司declining company
处理不要资产disposition of unwanted assets
处理客户委托订单handle clients' orders
备忘账目pro memoria account
备用筹资方法alternative funding method
备用股份数量share availability
封闭closed end
封闭型closely held
封闭式closed-end
封闭式租赁closed-end lease
将来不动产物权future estate
将来生效executory
将要上市公司would-be-listed company
将要到期票据maturing note
将要宣布股利通知notice of intended dividend
币值恢复revalorization
币值恢复currency revalorization
市价下跌时买方不合理索赔market claim
市价跌落市场falling market
市值大big cap stock
市场定价机制market pricing mechanism
市场微观结构microstructure of the market
市场波动性风险market volatility risk
市场资源配置功能resource allocation function of the market
市场进一步动荡further market convulsions
市场上赢家winner
市场上失去理智火暴状态lunatic levels of exuberance in the market
市场中介监管第3号工作小组Working Party 3 on Supervision of Market Intermediaries IOSCO (国际证监会组织)
市场份额大但扩展慢业务cash cow
市场份额小但扩展快业务cash dog
市场内部各行业利差intermarket sector spread
市场化发行定价机制marketized issuance pricing mechanism
市场外共生变量extra-market covariance
市场对证券评级market rating
市场接受大宗交易能力depth of market
市场敏感性market sensitive
市场时机把握market timing
市场机制原则、纪律discipline of the market mechanism
市场积极一面constructive side of the market
市场行情信息information of market condition
市场见顶时进行交易deal written at the top of the market
市场达到失去理智火暴状态market reached lunatic levels of exuberance
市场进人可能性probability of market entry
开价低股票offer down stock
开50元支票drawing a check for 50 dollars
开发上市业务海外资源developing overseas resources for listing
开始投标报价实质性步骤substantial step to commence tender offer
开展证券业务障碍entry barriers in security industry
开放交易open trade
开放市场上价值open market value
开放透明市场transparent market
开明监管者enlightened regulator
开票人免责条款drawing without recourse clause
开立认购名单时间time of the opening of the subscription list
异地托收项目country item
异己资本capital alien
异常价格波动unusual price fluctuation
异议者权利可获得性availability of dissenter's rights
愈演愈烈恐慌股市上downward spiral of panic
持不同意见董事dissident director
持久evergreen
持反对意见股东dissenting stockholders
持大量股股东substantial shareholder
持异议股东dissident shareholder
持异议者权力dissenter's rights (董事会上,股东大会上)
持有债务与股本holding debt versus equity
持有股份holding of shares
持有证券组合securities in portfolio
持有资金monetary holding
持有10%以上股份的股东holders of more than 10% shares
持有多家银行股份公司multibank holding company
持有认购权证不过夜策略strategy of "no over-night holding of warrants"
持有证券分配distribution of holding
持有量不足underweight
持照人及注册机构名称公布publication of names of licensed persons and registered institutions
持照人需缴纳年费annual fees for licensed persons
持续披露材料副本copy of ongoing disclosure material
持续有效客户指示standing client instruction
持续稳定和协调发展sustained stable and coordinated development
持续经营企业价值going concern value
持股人分布情况spread of holders
持股5%以上股东shareholders holding more than 5% shares
持股拥有权益interest in shareholding
持股量范围变化band change of shareholding
持观望态度sidelined
挂名dummy
挂牌上市gusted
指令mandatory
指定交易受托人designated trading assignee
指定交易商designated trader
指定信托账户designated trust account
指定券商designated broker
指定投资者designated investor
指定报告会员designated reporting member
指定期权检查机构designated options examining authority
指定监察人员designated compliance officer
指定经纪人designated broker
指定职能部门designated functional department
指定账户designated account
指定银行nominated bank
指定银行designated bank
指定银行账户designated bank account
指定销售designated sale
指定用途准备金earmarked reserves
指定用途earmarked revenue
指定用途留存收益appropriated retained earnings
指定用途资金earmarked fund
指数代表性index representation
指数数量特征quantitative characteristics of index
指数活力index vitality
指数化中最小方差法variance minimization approach to indexing
指数成分调整头名候补股票top candidate stock for index constituent adjustment
指数期货合约期权option on index futures contract
按交易金额比较最活跃股票most active stocks by value
按份额摊销债务obligation by shares
按低于标准方法记账substandard accounting
按债务处理优先股preferred stock treated as debt
按公式计算分摊方法formula based amortization
按协议买人后再出售证券securities purchased under agreement to resell
按历史成本编制报表historical-cost statement
按合理条款on arm's length terms
按复利计算compounded
按季节周期调整年利率seasonally adjusted annual rate
按工资参股计划payroll-based stock ownership plan
按市价折算债券debenture convertible at market price
按序偿还债券发行serial bonds issue
按形态进行日交易交易商pattern day-trader
按必要变通方法执行subject to necessary modifications
按成本计算库存股出售价格disposal price of treasury shares cost basis
按投人资本资本额in capacity of contribution of capital
按投资资金额来分享收人sharing profits in proportion to the amount of investment
按指数偿还贷款indexed loan
按换手率比较最活跃股票most active stocks by turnover rate
按时间调整回收期time-adjusted payback period
按时间调整情况计算投资额time adjusted investment
按最佳条件执行原则best execution standards
按最佳条件执行交易原则principle of best execution
按来源报告股东股权reporting stockholder's equity by sources
按正常交易条款on arm's length terms
按每名客户计算再抵押限额per-client re-pledging limit
按照美国 1978 年《破产改革法案》第11章条款进行重组reorganization under Chapter 11
按现值计算投资time adjusted investment
按衡平法处置资产equitable assets
按衡平法规定进行转让equitable assignment
按要求可变流动资金variable required liquid capital
按需支付款项money payable on demand
按面值转换成股票债券debenture convertible at par
按顺序偿还债券sequential pay bond
按高于法定或正常贴现利率买人票据shaving a note
按高于票面价值发行股票stock issued at more than book value
昂贵价格fancy price
最低价lowest offer
最低可接受报酬率hurdle rate of return
最佳估计设想best estimate assumptions
最佳资源配置市场作用market's function of optimal resource allocation
最后binding
最后交易trade-last
最坏情况方案worst-case scenario
最基本谨慎标准minimum prudential standards
最大限度地减少可能遗漏minimizing any possible omissions
最常见监管障碍most common regulatory barrier
最有价值资产公司中marquee assets
最理智投资者savviest investors
最畅销股票best selling stock
最终确定发行价格ultimate fixed issuance price
最高评级短期公司债券top-rate short-term corporate bonds
有上下限浮动利率票据collared floating-rate note
有争议收购mooted takeover
有付款条件汇票draft payable with terms
有依据投资决定informed investment decision
有保护外币贷款covered foreign currency loan
有保护或对冲期权策略covered or hedge options strategy
有保护或无风险的认购期权承购人covered call writer
有保护期权covered
有保护看涨期权covered call
有保留信息qualified information
有保留意见qualified
有债券作保证secured
有倾向性证券组合tilted portfolio
有偿付能力基金solvency fund
有先后次序期权tandem option
有先后次序股票认购权tandem stock option
有关上市规则执行公告Listing Enforcement Announcements
有关个人利益议案private bill
有关恐怖主义活动资金行政命令Terrorism Finance United States Executive Order
有关投资经营或行情内部消息tip
有关摘牌程序及停牌公司报告status report on delisting proceedings and suspensions
有关期货交易限制立法legislation concerning futures trading restriction
有关联实体associated entity
有关股份权益过分集中公告announcements concerning high concentration of shareholdings
有关股市最直率的言论outspoken comments on stock market
有关证券犯罪定罪和判刑标准standard for conviction and sentencing of relevant securities crimes
有关证券犯罪调查与取证investigation and evidence collection of relevant securities crimes
有关购人/出让交易权资讯服务Notification Service of Purchase/Sale of Trading Rights
有利价格remuneration price
有利价格变化favourable price movements
有利可图交易profitable transaction
有利可图投资场所profitable fields of investment
有利害关系一方party at interest
有利息奖债券bond with interest lottery
有利率上限浮动利率票据capped floating-rate note
有卖无买或卖多于买市场情况sellers over
有合法权益者之间关系Privity
有名无实所有权colourable title
有名无实股票phantom stock
有名无实资产fictitious assets
有呆账可能暂不计人资产non-accrual asset
有员工跳槽风险flight risk
有增资权股票stock cum right
有外汇价值有价证券Securities with foreign exchange value
有外汇价值有价证券securities that have foreign exchange value
有害交易行为证券交易中harmful trading behaviors
有底价股票stopped stock
有底价证券stopped security
有引人注目增长grow at a respectable pace
有形资产净值纯利润率net profits on tangible net worth
有影响力股东significant shareholder
有意向买家intending purchaser
有意向申请人potential applicant
有意购买买方intending purchaser
有所有权titular
有投票权凭证voting certificate
有投票权股份vote shares (stocks)
有投票权股本voting equity
有投票权资本voting capital
有投票权和无投票权股票voting and nonvoting shares
有投票权股份权益interests in voting shares
有投资兴趣表示indication of interest
有抵押secured
有抵押权证collateralized warrant
有抵押证券security capital
有抵补差额covered margin
有抵补期权covered options
有抵补远期销售covered forward sale
有担保secured
有担保信用证guaranteed letter of credit
有担保债务工具securitized debt instrument
有担保卖空出售covered short selling
有担保发行secured issue
有担保备用信贷额secured standby credit facility
有担保存款secured deposit
有担保期权卖方covered writer
有担保账户secured account
有指定权enactive
有支付固定费用收人income available for fixed charges
有收益持有positive carry
有收益资产income earning assets
有效信息披露effective information disclosure
有效定价机制effective price-setting mechanism
有效投资组合efficient portfolio
有效组合effective portfolio
有效经济权益effective economic interest
有效董事评估机制effective director assessment mechanism
有效及现有汇票valid and subsisting bill
有期限担保time-limited guarantee
有期限有价证券dated securities
有权利股东interested share holder
有权转换为固定利率浮动利率票据floating rate note with fixed rate conversion option
有条件临时投资收人qualified temporary investment income
有条件全部分配qualified total distribution
有条件提前偿付率conditional prepayment rate
有条件赦免condition pardon
有法律约束力协议legally binding agreement
有瑕疵所有权defective title
有破损银行券torn notes
有税收优势投资tax-advantaged investment
有约束力建议书proposal
有组织证券交易市场organized securities exchange
有股权优势债务debt with equity upside
有表决权优先股voting preferred stock
有表决权证明voting certificate
有证件documented
有负担财产encumbered
有财务危机债务distress debt
有购股权证券发行right issue
有资格qualifying person
有资格券商eligible securities dealers
有资格经营海外业务证券公司oversea business qualified securities company
有起色strong
有足够资源在金融动荡中生存adequate resources to survive in the turmoil
有进有出交易two-way trade
有重点pro forma
有重点财务报表pro forma financial statement
有重点资本结构分析pro forma capital structure analysis
有限支付期限limited payment life
有限第三债务人扣押令limited garnishee order
有限制保管人limited depositary
有限制参与者restricted participant
有限制所有人limited owner
有限制期期权restricted life option
有限期应付汇票款项bills and accounts payable with terms
有限期资产limited life assets
有限表决权股票拥有多种股票的企业中,投票权受限制的股票restricted vote stock
有预付选择权债券optional payment bond
有风险投资支持公司VC backed company
有魅力股票发行glamour issues
股票的原本价格price of underlying stock
负债underlying debt
金额amount of subject
标准资产组合normal portfolios
生意清淡slack
清淡交易blanked out
清盘人债券liquidator's bond
清算liquidated
清算人和委托人发出欠债证明receivers' and trustees' securities
清算基础上每股储备价值reserve value per share on liquidation basis
清算机构自动转账系统clearing house automated transfer system
清算过程中分配distribution in liquidation
理事会下设审议委员会Review Committee under the Board of Governors
理性投资概念rational investment concept
理顺公司和证券司法体系rationalized the corporate and securities legal system
稀释收益diluted earnings
老练投资者sophisticated investor
老练、技术高超old hand
老道投资者经验丰富投机者wolf
脆弱基本面fragile fundamentals
脆弱股东vulnerable shareholder
调控利率权力power to regulate interest rates
调整期限adjusted duration
调整余额方法adjusted balance method
调整后亏损adjusted loss
调整后余额adjusted surplus
调整后债券adjusted bond
调整后净现价net adjusted present value
调整后利润adjusted profit
调整后原成本adjusted original cost
调整后发行价adjusted issue price
调整后可接纳资产净值adjusted net admissible assets
调整后回报率adjusted rate of return
调整后基数/基价adjusted basis (证券出售时,计算资本收益的基础价格)
调整后市值adjusted market value
调整后执行价adjusted exercise price
调整后执行价格adjusted strike price
调整后收益率adjusted rate of return
调整后最短期限收益yield to adjusted minimum maturity
风险管理调整后期权利差option adjusted spread
调整后期权利差option adjusted spread
调整后流动资产adjusted current assets
调整后现值adjusted present value
调整后留存收益adjusted retained earnings
调整后纯利润adjusted net profit
调整后负债adjusted liability
调整后负债余额adjusted debit balance
调整后贷款和投资loans and investments adjusted
调整持续期套期保值duration-adjusted hedge
调整证券和期货市场法规laws governing the securities and futures markets
调整资本结构建议recapitalization proposal
调查上市公司所有权权力power to investigate ownership of listed corporation
调查员权力inspector's powers
调查官员舞弊情况政府官员ombudsman
调至最接近整数rounding
谈判收购要约条款negotiating terms of offer
退出合伙人retiring partner
退出合伙人outgoing partner
退出/进人基金权利exit/ entry privilege
适于投资地方safe-heaven
适合股票eligible stock
适合列为本金项目items applicable to principal (or to income)
适合……的目标target suitable for
适合银行买人证券bank eligible issue
适度集中行业moderately concentrated industry
适当利率或汇率acceptable rate
适用证券法律applicable securities laws
适者生存市场功能market function of survival of the fittest
适销股本marketable equity
逆向收购reversed takeover
逆市而动股票contramarket stocks
销售一空市场sold out market
销路好资产marketable asset
锁人柜内股票cabinet stock
锁仓杠杆式外汇合约同时持有同一外币的相同数量长仓及短仓leveraged foreign exchange contract of locked position
需报告事项reportable matters
需披露权益interests to be disclosed
需披露空仓short positions to be disclosed
需求转变shift in demand
需求放贷目的purpose of demand lending
需申报持仓量reportable position
需登载于公共记录册详细情况particulars to be included in public register
需经证监会批准收取费用fees approved by Commission
需要公布交易notifiable transaction
需通知变更changes to be notified
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