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Terms for subject Securities containing | all forms
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上市公司法风险listed companies legal risk
上市公司法风险指数排名listed companies legal risk index rankings
不规债券利息odd coupon
为收购制造法障碍create legal obstacles to the takeover
互换定commutative law
价格平行变化规现价与期价的变化趋势基本一致price parallelism
供求规law of demand and supply
信贷纪机制credit disciplinary mechanism
债券bond counsel
免除法责任exclusion of liability
全国证券商协会自监管公司NASD Regulation, Inc. NASDR US
公司和证券的法构架corporate and securities legal structures
公司并购师事务所M&A law firms
初级solicitor
单一价格定一种确定的证券应只有同一价格的定律law of one price
各方的法顾问counsel to parties
因果定law of cause and effect
国家法条文限制state law provisions limiting
对冲基金的法构架legal structure of hedge fund
对持照人采取纪行动disciplinary action in respect of licensed persons
对期货交易的法限制legal restrictions on futures trading
属于法禁止的to be subject to restrictions under laws
市场机制的原则、纪discipline of the market mechanism
平等的法资格equal legal status
底特证券交易所交易不上市证券的交易所Detroit Stock Exchange
强化法风险意识raise legal risk awareness
pleader
师事务所law firm
师保证书solicitor's undertaking
师受托人solicitor-trustee
师所bar
师账户规则solicitor's account rule
师费solicitor's fee
成员对公司犯罪行为应负担的法责任liability of members for offences by corporation
执业practising solicitor
投资决策中的纪discipline in investing
投资法investment law
投资纪investing discipline
授权法enabling statute
摩尔定此定律揭示了网络经济与信息技术发展的规律Moore's law
师意见发行债券时不必向投资人出示法律意见ex legal
无关定irrelevance result
无条件的法意见对证券发行合法性的无条件确认意见unlimited legal opinion
无纪处分的纪录clean disciplinary record
无规息票odd coupon
有法约束力的协议legally binding agreement
永久法实体perpetual legal entity
jus
上可强制执行enforceable at law
上有效的解释authentic interpretation
上生效的authentic
上的代表人gestor
上的原因legal consideration
上的考虑legal consideration
要约收购的上障碍technical barrier
专业保密权legal professional privilege
从业人员legal practitioner
代理人授权某人在法庭外代表他人行事,该代理人不一定是律师attorney in fact
代表权right to legal representation
制度jus
可执行的legally enforceable
咨询委员会legal advisory committee
地位legal position
审核legal verification
强制力force of law
惩处乏力insufficient legal punishment
意见legal opinion
损害legal detriment
授权legal authority
效力validity
有效和确定的文本authentic and definite text
机构legal institution
权威legal authority
权限legal authority
查证legal verification
正当程序due process of law
de jure
确定的受托人constructive trustee
管辖权jurisdiction
职业授权legal professional privilege
诊断legal proposition
费用legal fee
问题legal issues
限制机制legal restraint mechanism
顾问legal counsels
顾问证明书counsels opinion
破产法手续bankruptcy proceedings
破产法程序insolvency proceeding
破产法程序bankruptcy proceedings
立即启动纪处分股市上immediate start of the punishment
符合外国法的实体entities formed under foreign law
上的漏洞disciplinary gap
处分决定交易所disciplinary punishment decision
处分审核会议examination meeting on disciplinary punishment (交易所)
处分意向书disciplinary punishment letter of intent
处分权disciplinary power
处分程序procedures of disciplinary punishment
委员会香港期货交易所有限公司、香港联合交易所有限公司Disciplinary Committee Hong Kong Futures Exchange Limited, Stock Exchange of Hong Kong Limited
给予纪处分impose disciplinary sanction
统一证券代理人州级法考试Uniform Securities Agent State Law Examination
缺乏法惩处insufficient legal punishment
美国师协会American Bar Association
股息发放规regularity of dividends
守则voluntary code
券商意识self-regulating awareness
机构self-regulating organization
机构咨询委员会SRO Consultative Committee SROCC IOSCO (国际证监会组织)
组织self-regulating organization
宾证券交易所综合指数PSE Composite Index, The Philippines
规则/法生效日期effective date of regulation
证券交易所处理涉及违反上市规则纪事宜Settlement of Stock Exchange Disciplinary Matters Involving Listing Rule Breaches
证券市场法体制legal system of securities market
证监会介人法程序的权力power of Commission to intervene in proceedings
资金上的法责任pecuniary liability
轻微违反纪行为summary offence
违反股市规breach of the stock market regulation
送达法程序service of process
适用的证券法applicable securities laws
遵守法abide by the law
金融领域法风险legal risk in finance
钻法漏洞的创新理论loophole mining innovation theory
附属法subsidiary legislation
风险收益铁高收益高风险规律iron law of risk and return